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Folktales, on the other hand, are suspended in time
and space, referring to nowhere real and to no period locatable
in history. This
suspension is seen in such common opening formulas as “Once
upon a time in a distant kingdom” or “There was once a princess
who lived in a land beyond the Seven Hills.”
Since folktales take place in a world of their own,
in a “fairy-tale land,” so to speak, they are not as colored
by specific cultures as are myths and legends.
They are therefore more focused on underlying psychological
patterns common to all human experience than are the other
genres of folk narrative.
One type of folktale in which this focus is clearly
seen is the Marchen.
This was the genre of tales the Brothers Grimm
collected in the early nineteenth century, and which is
known in English as the fairy tale. The Marchen is based on a specific type of
plot that might be called the “theme of social transformation.” Although this is the basic plot of Marchen,
it may appear in other genres of folk narrative as well.
The theme of social transformation follows a strict
pattern of events. First,
a dichotomy between two hierarchically distinct classes
(rich and poor, powerful and powerless) is established—such
as the poor girl and the parents of the lizard.
Then, in the course of the narrative, the person of
low status achieves high status through his or her personal
initiative or special attributes—aided, of course, by magical
intervention of some kind.
The final rise from low to high status is almost
always achieved through marriage.
The theme of social transformation can be understood
in psychological terms as an attempt to escape in fantasy
from the harshness of the limiting, repressive system of
everyday life, especially under the immutable conditions
of a highly stratified, traditional society as it existed
in Europe before the modern period, and as it always has
existed in the Andes.
The combination of personal initiative, which
alone is seldom enough in a rigidly stratified traditional
society; of marriage, which in many cases has provided
a way up in such societies; and magic, the narrative
vehicle for the free flight of fancy that makes all things
possible, thus provides the ingredients for a plot in which
the fantasy of personal escape can be tirelessly repeated
in endless variations to the edification of generations
of listeners.
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